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Financial Operations Manager

Robinhood

Robinhood

Accounting & Finance, Operations
United States · Remote
Posted on Friday, August 18, 2023

Join a leading fintech company that’s democratizing finance for all.

Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

As we continue to build...

We’re seeking curious, growth minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply.

Robinhood has a primary in-office working environment; please be sure you have reviewed the preferred working location(s) for this role before applying.

About the team + role

The Financial Operations group is primarily responsible for the firms compliance with the SEC, FINRA, NFA, CFTC and other regulatory agencies rules and regulations. The group compiles, reviews and prepares regulatory and financial reports, including but not limited to, CFTC Daily Segregation, 15c3-3 Customer Reserve, Net Capital Computations (CFTC & SEC) and FOCUS & CFTC 1-FR with all the supplemental schedules. Primary responsibilities will be preparing and assisting in production of CFTC Daily Segregated Funds Statements (i.e. Daily Seg), Residual Interest Monitoring, and SIDR Reporting. The role may increase in scope based on individual performance.

As Financial Analyst/Financial Operation Manager, you will assisting and/or preparing primarily NFA registered FCMs financial regulatory reporting.

What you’ll do

  • Preparing or assisting in producing required financial regulatory reports for a FCM entity, including 1-Fr, SIDR, Daily Seg, and Residual Interest
  • Preparing or assisting in producing required financial regulatory reports for a registered broker dealer, including FOCUS, Reserve Computation
  • Preparing or assisting in accounting close for FCM or registered broker dealer.

What you bring

  • Bachelor's Degree of accounting or related fields from an accredited institution
  • 4 -5 years of experience in the finance department of a registered FCM or Broker-dealer with deep knowledge of key processes and controls surrounding the preparation and delivery of regulatory reporting requirements.
  • Excellent quantitative and problem solving skills coupled with strong communication and the ability to present to non-technical audiences.
  • Strong Excel skills and experience with process automation (i.e. digital tools)
  • Series 99, 7 or 27.

What we offer

  • Market competitive and pay equity-focused compensation structure
  • 100% paid health insurance for employees with 90% coverage for dependents
  • Annual lifestyle wallet for personal wellness, learning and development, and more!
  • Lifetime maximum benefit for family forming and fertility benefits
  • Dedicated mental health support for employees and eligible dependents
  • Generous time away including company holidays, paid time off, sick time, parental leave, and more!
  • Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits

Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. You can view comp zones for our US office locations in the table below. For other locations not listed, compensation can be discussed with your recruiter during the interview process.

Office locations (by comp zone)
US Zone 1: Menlo Park, NYC, Seattle, Washington DC
US Zone 2: Denver, Westlake (Dallas), Chicago
US Zone 3: Lake Mary

Click here to learn more about Robinhood’s Benefits.


Robinhood promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. To review Robinhood's Privacy Policy please visit Robinhood - US Applicant Privacy Policy. If you are an applicant located in the UK or EEA, please visit the Robinhood - UK/EEA Applicant Privacy Policy.